Head of Regulatory Affairs

6 days ago


Fatih, Istanbul, Turkey Mitsubishi UFJ Financial Group Full time
Main Responsibilities
  • Compliance Policy Implementation: Conduct studies on implementing or updating Compliance policies in line with regulatory requirements and group standards.
  • Compliance Advisory: Provide advisory services to the business and support units by conducting required studies, preparing opinions, and communicating them to relevant parties.
  • Transaction Monitoring: Organize, plan, and conduct reviews of alerts from transaction screening processes according to relevant procedures and standards. Escalate positive matches and share results with related parties.
  • Third-Party Screening: Manage the pre-screening of firms (third-party service providers) and share results with related parties.
  • List Management: Perform necessary studies about records to be added to lists to support efficiency in the screening system, along with preparation of relevant approval documentation.
  • Suspicious Activity Reporting: Organize, plan, and conduct reviews of alerts produced by the transaction monitoring system in line with relevant standards. Escalate potentially unusual or suspicious activity and support the subsequent suspicious activity reporting process by preparing required documentation.


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